Professional

Before we can speak intelligently about the products and services that might be appropriate for you and your family, we need to get to know you. And, before you can feel comfortable sharing your goals and dreams, you need to get to know your Financial Advisor.

After graduating from UC Berkeley's Computer Science department in 3 years, Sandeep Gupta began his professional career in 1999 as a software engineer. Realizing, in short time, that was not his calling, he chose to develop his business skills in 2002 and went to Pepperdine for his MBA in International Business & Finance.  From 2004 until 2012, he worked in corporate America going from an analyst to a a VP which included a two year stint at Northwestern Mutual.  In that time he built and grew the 2nd investment planning department in the country.  In 2013, he truly began his own practice as a Financial Advisor, leading and educating families and small business to plan their complete financial future. With his success, in 2017 he took on an additional role as a Field Director, helping to attract and develop other advisors to realize their potential in a career in financial services.

He currently holds the following licenses/designations:

  • Life and Health
  • Series 7 securities license
  • Series 66 securities license
  • Chartered Life Underwriter (CLU)
  • Certified Financial Planner (CFP)
  • Chartered Financial Consultant (ChFC)
  • Retirement Income Certified Professional (RICP)

Years of Experience

Representing Northwestern Mutual since 2013.

Education

Degree Major Institution
Bachelor of Arts Computer Science University of California - Berkeley
MBA International Business Pepperdine University

Sandeep Gupta, MBA, CFP®, ChFC®, CLU®, RICP®

Field Director

 

To learn more about Northwestern Mutual Investment Services, LLC and its financial representatives, visit: FINRA BrokerCheck